Business Compliance Scorecard Generator Business Compliance Scorecard Generator Assess your company's adherence to key legal and regulatory standards. 1. Corporate 2. HR 3. Data Privacy 4. Financial 5. Scorecard Corporate Governance Corporate bylaws and articles of incorporation are current and accessible. Annual board and shareholder meetings are held and minutes are recorded. All required annual reports and filings with the Secretary of State are up to date. All necessary federal, state, and local business licenses and permits are current. Human Resources Compliance An updated employee handbook with clear policies (including EEO) has been distributed. I-9 forms are correctly completed and retained for all employees. Workers are correctly classified as employees or independent contractors. Payroll is processed correctly, with proper tax withholding and reporting. Workplace safety standards (OSHA) are met and required postings are displayed. Data Privacy & Security A clear, comprehensive, and accessible privacy policy is published on all digital assets. Internal policies exist for the secure handling, storage, and disposal of sensitive customer data. Proper consent mechanisms (e.g., for cookies, marketing emails) are in place. A documented data breach response plan has been created and tested. Financial & Tax Compliance Accurate and up-to-date financial records are maintained (GAAP compliant). All federal income and employment tax returns are filed on time. All applicable state and local taxes (sales, property, franchise) are paid and filed. Internal controls for financial reporting are established and effective. Download Scorecard as PDF Generating PDF, please wait... Previous Next
